This will be an opportunity for investors to ask questions to a panel of the top regulators in Ontario including the Ontario Securities commission (OSC), Investment Dealers Association (IDA) and the Ombudsman for Banking Services and Investments (OBSI).
Investors who have a beef with the way the regulatory system functions, or with the way they have been treated by the industry or regulators should speak up.
It will be a four person panel with a moderator yet to be named. The panel mambers will be:
- David A. Brown, Q.C., ChairOSC
- Joseph J. Oliver, President & CEO IDA
- Michael Lauber, FCA, Ombudsman & CEO OBSI
- Stan I. Buell, P.Eng., President SIPA
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